Investor Risk and Financial Goal Profile Name(Required) First Last Email(Required) Risk Taking Ability – These questions help us understand your time horizon until you withdraw money from your portfolio, need for liquidity and capacity to deal with a financial loss.1. How many years are you from beginning to withdraw money from your portfolio?(Required) Immediately Within the next 3 years From 3 to 7 years From 7 to 12 years I don’t anticipate withdrawals from my portfolio for at least 12 years. 2. Once you begin withdrawals, over how many years do you expect to draw down assets from this portfolio?(Required) Less than 5 years 5 to 10 years More than 10 years 3. Once you begin, or if you have already begun, what percentage of your portfolio’s value will you withdraw annually?(Required) N/A – I don’t anticipate withdrawals from my portfolio. I am not sure. Less than 3% 3% to 5% 5% to 7% Greater than 7% 4. What percentage of your portfolio’s value do you expect to add over the next five years?(Required) I am not sure. None – I do not plan to make further contributions to this portfolio. Less than 10% 10% or greater 5. If a surprise circumstance were to require an amount of capital equal to 10% of the value of this portfolio, where would you obtain the money?(Required) All from this portfolio. All from other savings and investments. Some from this portfolio and some from other savings and investments. 6. How many months of living expenses do you currently have in an “emergency” reserve?(Required) Less than 1 month or no emergency reserve Between 1 and 3 months 3 to 12 months More than 12 months 7. What long-term average rate of return does your financial plan assume is necessary to accomplish your goals?(Required) I do not know. 3% or less 3% to 5% 5% to 7% 7% or more Behavioral loss tolerance – The following questions help us understand your pattern of behaviors, experience, attitudes, and preferences that may affect your ability to successfully invest through periods of portfolio volatility.8. How would you describe your level of experience with these categories of investments:(Required)Very inexperiencedSomewhat inexperiencedExperiencedSomewhat experiencedVery experiencedStocksBondsAlternative Investments9. How would you describe your tolerance for volatility?(Required) Somewhat Conservative: Able to accept modest fluctuations, but nothing significant. Aggressive: Willing to tolerate severe declines in pursuit of the highest returns. Moderate and Balanced: Able to accept moderate fluctuations without issue. Very Conservative: I am unwilling to experience downward fluctuations in my portfolio. 10. Which of the following statements best describes your reaction during the most recent declines in the value of your investments?(Required) I was upset but avoided monitoring the value and hoped it would come back. Desire to find a higher risk investment to make up for the loss. High levels of anxiety and frustration. Accepted that volatility, declines and losses are part of investing. 11. The larger a portfolio declines, the longer it takes to recover and get back to break even. How do you feel about the relationship between portfolio declines and time to recover?(Required) I could handle a decline over a 2–3-year period, but longer than that would bother me a lot. A decline over just a few months is the longest period of decline that I could tolerate. I could handle a 1–2-year decline, but do not want to pursue a strategy that could result in a longer period of loss. I can accept being down over longer than 3 years if my long-term return potential was high. I could handle losses over 12 months but would not be comfortable subjecting myself to longer down periods. 12. I was investing in the U.S. stock market during which of the following (check all that apply). The one-day crash of over 20% in 1987. The three-year Dot-Com bubble-bursting bear market of 49% from 2000 – 2002. The 57% decline over seventeen months surrounding the Great Financial Crisis of 2007 - 2009. The Covid 2020 crash when stocks plummeted 34% over five weeks. 13. Considering your financial plan, which of the following best describes your expectation for your portfolio’s return relative to inflation?(Required) I am trying to significantly grow my wealth and want my return to meaningfully exceed the rate of inflation. I am willing to experience large fluctuations in my portfolio. I want to preserve my portfolio’s current purchasing power and would be satisfied if my returns simply kept pace with inflation at relatively low risk. I am seeking returns that exceed inflation over the long term, but do not want to experience the volatility necessary to pursue the highest returns. I don’t need the portfolio to keep pace with inflation. Preserving capital and minimizing declines in value are my primary goals. 14. How do you feel about the following statement: “I constantly worry about the stock market’s short-term fluctuations and how it affects my portfolio and financial plan.”(Required) Strongly agree. Somewhat agree. Somewhat disagree. Strongly disagree. 15. Considering that the pursuit of higher returns typically requires increased short-term volatility, what potential worst case one-year return could you accept in pursuit of higher returns?(Required) 5% decline 10% decline 15% decline 20% decline 30% decline 45% decline 16. How comfortable are you investing in Alternative or Private Investment vehicles that do not have daily liquidity, meaning they cannot be sold daily like regular stocks and bonds?(Required) I am uncomfortable with any investment vehicle that cannot be promptly sold on short notice. I understand that this preference could limit my overall returns and increase portfolio volatility. I am comfortable with up to 12% of my portfolio in non-liquid investments. I am comfortable with up to 24% of my portfolio in non-liquid investments. I want to pursue the most attractive risk/reward investments available, regardless of liquidity, and am comfortable with as much as 35% of my portfolio in non-liquid investments. I do not fully understand this trade off and wish to learn more about it. 17. Please enter your current portfolio asset allocation in whole numbers. If you do not know your current asset allocation, leave this question blank.% Cash / Emergency reservePlease enter a number from 0 to 100.Must be less than 100% BondsPlease enter a number from 0 to 100.Must be less than 100% StocksPlease enter a number from 0 to 100.Must be less than 100% Alternative InvestmentsPlease enter a number from 0 to 100.Must be less than 100% Investment Real Estate (not liquid)Please enter a number from 0 to 100.Must be less than 100Total:(Required)Error: Total from all fields most equal 100%.Prepared by and property of 46 Peaks LLC, a U.S. SEC registered investment advisor. Registration as an investment advisor does not constitute an endorsement of the firm by securities regulators nor does it indicate that the adviser has attained a particular level of skill or ability. This questionnaire is for informational and discussion purposes only and nothing contained herein should be considered as investment advice or a recommendation or solicitation for the purchase or sale of any security or other investment. Nothing contained herein should not be interpreted as a forecast of future events or a guarantee of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will be suitable or profitable for a client’s portfolio. Many Alternative Investments are not liquid and are not able to be sold or converted to cash promptly. Economic factors, market conditions, and investment strategies will affect the performance of any portfolio and there are no assurances that it will match or outperform any benchmark. Diversification does not ensure a profit or protect against loss in a declining market. Information on the returns for investment indices and categories does not reflect the performance of 46 Peaks LLC, or its clients. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment management fee, the incurrence of which would have the effect of decreasing historical performance results. Figures contained herein are obtained from sources deemed reliable, but we do not guarantee their accuracy or completeness. Past performance is no guarantee of future results. Investments fluctuate in value. 46 Peaks is independently owned and operated. Except where otherwise noted, index performance and economic statistical information is sourced from JP Morgan Asset Management or Morningstar. ©2025 46 Peaks LLC.Consent(Required) By clicking Submit, I confirm that the information I have provided is accurate to the best of my knowledge.Signature(Required)